Stephen Che Leung Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Che Leung Chiu (趙子良), a licensed Responsible Officer with CE reference AAF386. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2007-02-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 - Asset management | 2005-12-13 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-13 | 2005-12-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-13 | 2005-12-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2005-04-13 | 2005-12-13 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-12-31 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-31 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-09 |
| Ten & Ten Securities Company 全美證券行 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Che Leung Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.