Sze Chi Kwok
郭思治
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chi Kwok (郭思治), a licensed Responsible Officer with CE reference AAE326. Currently licensed at 1 firm(s): Venture Smart Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 35.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-10 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-03-10 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 - Asset management | 2026-03-10 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | 2025-10-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | 2025-10-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2025-09-01 | 2025-10-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-14 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-14 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2025-07-14 | 2025-08-31 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-15 | 2025-07-07 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-15 | 2025-07-07 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-15 | 2025-07-07 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-25 | 2019-03-15 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-25 | 2019-03-15 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-25 | 2019-03-15 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 - Advising on securities | 2018-01-16 | 2019-01-01 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 - Asset management | 2018-01-16 | 2019-01-01 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-05 | 2019-01-01 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-07 | 2017-05-05 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-07 | 2019-01-01 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 - Asset management | 2012-03-26 | 2017-02-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2012-03-12 | 2017-02-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-10-05 | 2017-02-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-27 | 2017-02-28 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2008-11-27 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-09 | 2017-02-28 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 9 - Asset management | 2006-05-30 | 2008-10-08 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-10-08 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2008-10-08 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-10-08 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2008-10-08 |
| Zhongrong PT Finance Limited 中融平和財務有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2008-10-08 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2008-10-08 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2008-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Chi Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.