Janny Cockell
郭珍妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janny Cockell (郭珍妮), a licensed former licensee with CE reference AAC141. This person has 16.0 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Capital Asia Limited | Rep | Type 9 - Asset management | 2020-12-31 | 2023-09-04 |
| JW Capital Limited | Rep | Type 9 - Asset management | 2017-09-22 | 2020-12-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-10 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janny Cockell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Kei Lam | JW Capital Limited | 2017–2020 |
| Betty Kou | JW Capital Limited | 2017–2020 |
| Shu Jung Chang | Arete Capital Asia Limited | 2021–2023 |
| Joshua Ka Fai Wat | JW Capital Limited | 2017–2020 |
| Yan Yip | JW Capital Limited | 2017–2020 |
| Sun Yuen Elric Li | JW Capital Limited | 2017–2020 |
| Ken Chi Tat Lou | JW Capital Limited | 2017–2020 |
| Sau Fat Lim | JW Capital Limited | 2017–2020 |
| Leong Ming Yau | JW Capital Limited | 2017–2020 |
| Yiu Wai Cheung | JW Capital Limited | 2017–2020 |
| Tak Nam Tang | JW Capital Limited | 2017–2020 |
| Thomas Kui Chuen Fok | Arete Capital Asia Limited | 2020–2023 |
| Tony Wing Chuen Poon | Arete Capital Asia Limited | 2020–2023 |
| Kevin Siu Hang Wong | Arete Capital Asia Limited | 2020–2023 |
| Ming Cheung | Arete Capital Asia Limited | 2021–2023 |
| Yuan-Chieh Mao | Arete Capital Asia Limited | 2020–2023 |
| Gilbert Wing Biu Yau | JW Capital Limited | 2019–2020 |
| Hsieh Shen Fang | JW Capital Limited | 2019–2020 |
| Terence Vincent Leeworthy | Arete Capital Asia Limited | 2020–2023 |
| Charles Ramon Luchangco | Arete Capital Asia Limited | 2020–2023 |