Sophia Securities (International) Limited
索菲亞證券（國際）有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Securities (International) Limited (索菲亞證券（國際）有限公司), a Hong Kong-based licensed corporation with CE reference BSG662. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2022-12-09.
- Formerly known as:
-
Little Girl Securities (International) Limited 小女孩證券國際有限公司 (until 2026-04-20)
- Category:
-
Sell side · Brokerage
- Registered address:
- Rm10, 51/F, The Center, 99 Queen's Road Central, Central
- Website:
- LinkedIn:
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Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-12-09 | present |
| Type 4 - Advising on securities | 2022-12-09 | present |
| Type 9 - Asset management | 2022-12-09 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tsun Lung Ching 程俊龍 | RO 1, 4, 9 | 2024-11 | 2025-10 |
| Chun Wai Cheung 張振煒 | RO 1, 4, 9 | 2025-02 | 2025-09 |
| Kam Kay Au-Yeung 歐陽錦基 | RO 1, 4, 9 | 2024-11 | 2024-12 |
| Chun Man Yip 葉俊文 | RO 1, 4, 9 | 2022-12 | 2024-06 |
| Tsan Pui Liu 廖燦培 | RO 1, 4, 9 | 2023-05 | 2023-12 |
| Sing Yip Tso 曹鑫業 | RO 1, 4, 9 | 2022-12 | 2023-03 |
Showing 1–6 of 6
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