HC Securities (HK) Limited
海川證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HC Securities (HK) Limited (海川證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BRI780. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2021-12-21.
- Category:
-
Sell side · Investment banking ?
- Registered address:
- Unit 2302, 23/F, FWD Financial Centre, 308 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-12-21 | present |
| Type 4 - Advising on securities | 2021-12-21 | present |
| Type 9 - Asset management | 2021-12-21 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yiu Kei Philip Cheung 張耀其 | RO 1, 4, 9 | 2024-06 | Present |
| Philip Hongyu Yen 顏宏宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-10 | Present |
| Andrew Shu Yan Lee 李樹仁 | RO 1, 4, 9 | 2023-09 | 2024-06 |
| Fang Gao 高放 | RO 1, 4, 9 Rep 9 | 2023-07 | 2024-04 |
| Yu Kau Lui 呂譽鏐 | RO 1, 4, 9 | 2021-12 | 2023-12 |
| Kin So 蘇健 | RO 1, 4, 9 | 2021-12 | 2023-11 |
Showing 1–6 of 6
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