Fang Gao
高放
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang Gao (高放), CE reference BNY749. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-27 | present |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 9 — Asset management | 2023-09-06 | 2024-04-30 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-03 | 2023-09-06 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-03 | 2024-04-30 |
| HC Securities (HK) Limited 海川證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-07-03 | 2024-04-30 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-18 | 2022-08-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-29 | 2022-08-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-29 | 2022-08-02 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-24 | 2020-04-01 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-26 | 2019-09-24 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-26 | 2020-04-01 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-26 | 2020-04-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-24 | 2019-04-26 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-24 | 2019-04-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-24 | 2019-04-26 |