JA Securities Limited
金奧證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for JA Securities Limited (金奧證券有限公司), a Hong Kong-based licensed corporation with CE reference BQW089. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 8 (total recorded over time: 18). Earliest licence on file: 2021-08-20.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit No. 2105, 21/F, West Tower Shun Tak Centre, 168-200 Connaught Road Central, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-08-20 | present |
| Type 4 - Advising on securities | 2021-08-20 | present |
| Type 9 - Asset management | 2022-12-06 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xiaodong Liu 劉小東 | RO 1, 4, 9 | 2022-02 | Present |
| Lingjuan Tian 田玲娟 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-02 | Present |
| Kwong Hing Tsang 曾廣慶 | RO 1, 4, 9 Rep 1, 4 | 2022-09 | Present |
| Jie Ao 敖婕 | Rep 1, 4, 9 | 2026-04 | Present |
| Yu Jin 金煜 | Rep 1, 4, 9 | 2024-09 | Present |
| Huimin Tang 唐慧敏 | Rep 1, 4, 9 | 2026-05 | Present |
| Liying Wang 王利莹 | Rep 1, 4, 9 | 2025-09 | Present |
| Yufei Yuan 袁譽飛 | Rep 1, 4, 9 | 2025-07 | Present |
| Hongjia Liu 劉洪佳 | Rep 1, 4, 9 | 2024-04 | 2026-01 |
| Rongying Zhang 張荣穎 | Rep 1, 4, 9 | 2025-03 | 2026-01 |
| Hongmei Zhao 趙紅梅 | Rep 4, 9 | 2025-07 | 2025-10 |
| Xiaokai Xu 許笑凱 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-04 | 2025-02 |
| Min Zhu 朱敏 | Rep 1, 4, 9 | 2024-08 | 2025-01 |
| Kin Ching Lee 李建青 | Rep 1 | 2022-01 | 2024-09 |
| Sheng Wang 王盛 | Rep 1 | 2023-08 | 2024-06 |
| Xin Sun 孫昕 | RO 1, 4, 9 Rep 1, 4 | 2022-04 | 2023-03 |
| Wai Ho Lau 劉偉豪 | RO 1, 4 | 2021-08 | 2022-04 |
| Chi Wing Chuk 卓志永 | RO 1, 4 | 2021-08 | 2022-02 |
Showing 1–18 of 18
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