Wai Ho Lau
劉偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Lau (劉偉豪), a licensed former licensee with CE reference APD328. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-20 | 2022-04-07 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-20 | 2022-04-07 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-12 | 2021-07-22 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-18 | 2021-07-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2020-05-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2007-09-08 |