Xiaokai Xu

許笑凱
CE No. BTM251 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaokai Xu (許笑凱), a licensed former licensee with CE reference BTM251. This person has 1.8 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
JA Securities Limited
金奧證券有限公司
RO Type 1 - Dealing in securities 2023-05-03 2025-02-11
JA Securities Limited
金奧證券有限公司
RO Type 4 - Advising on securities 2023-05-03 2025-02-11
JA Securities Limited
金奧證券有限公司
RO Type 9 - Asset management 2023-05-03 2025-02-11
JA Securities Limited
金奧證券有限公司
Rep Type 1 - Dealing in securities 2023-04-11 2023-05-03
JA Securities Limited
金奧證券有限公司
Rep Type 4 - Advising on securities 2023-04-11 2023-05-03
JA Securities Limited
金奧證券有限公司
Rep Type 9 - Asset management 2023-04-11 2023-05-03

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaokai Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Xiaodong Liu JA Securities Limited 2023–2025
Lingjuan Tian JA Securities Limited 2023–2025
Kwong Hing Tsang JA Securities Limited 2023–2025
Kin Ching Lee JA Securities Limited 2023–2024
Hongjia Liu JA Securities Limited 2024–2025
Sheng Wang JA Securities Limited 2023–2024
Min Zhu JA Securities Limited 2024–2025
Yu Jin JA Securities Limited 2024–2025
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