Xiaokai Xu
許笑凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaokai Xu (許笑凱), a licensed former licensee with CE reference BTM251. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-03 | 2025-02-11 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2025-02-11 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | 2025-02-11 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-11 | 2023-05-03 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-11 | 2023-05-03 |
| JA Securities Limited 金奧證券有限公司 |
Rep | Type 9 — Asset management | 2023-04-11 | 2023-05-03 |