Shanghai Securities (Hong Kong) Limited
上海證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghai Securities (Hong Kong) Limited (上海證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BQK277. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2021-03-19.
- Registered address:
- Room 1155, 12/F, 133 Wai Yip Street, Kwun Tong, Kowloon
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2021-03-19 | present |
| Type 4 - Advising on securities | 2021-03-19 | present |
| Type 9 - Asset management | 2023-03-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jackie Ching Wan Fung 馮青雲 | RO 1, 4, 9 | 2021-03 | Present |
| Xiaoxing Ni 倪曉星 | RO 1, 4, 9 | 2023-06 | Present |
| Tsz Man Yam 任子文 | RO 9 | 2024-06 | Present |
| Tat Man Chu 朱達文 | RO 1, 4, 9 Rep 1 | 2021-03 | 2023-09 |
| Jerry Yee Meng Low | RO 1 | 2021-03 | 2022-05 |
Showing 1–5 of 5
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