Brianna Capital (Asia) Limited

CE No. BEN179 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brianna Capital (Asia) Limited, a Hong Kong-based licensed corporation with CE reference BEN179. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 5). Earliest licence on file: 2018-08-24.

Category:
Buyside · Hedge fund
Registered address:
Unit 2404, 24/F, Strand 50, 50 Bonham Strand, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2018-08-24 present
Type 9 - Asset management 2018-08-24 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
James Ting Kin Lam 林廷堅 RO 4, 9 Rep 4, 9 2026-01 Present
Yi Wang Lam 林怡泓 RO 4, 9 2018-08 Present
Daniel Hua-Chang Wang RO 4, 9 2018-08 Present
Jerry Hua-Lin Wang 王華麟 RO 4, 9 Rep 4, 9 2026-01 Present
Jie Zhang 張洁 Rep 4, 9 2018-09 2020-01
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 907 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 893 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 850 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 437 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 411 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 406 staff - 2 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 319 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related