Sigma Capital Management Limited
眾和證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sigma Capital Management Limited (眾和證券有限公司), a Hong Kong-based licensed corporation with CE reference AQG407. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 42). Earliest licence on file: 2008-03-12.
- Category:
-
Buyside · Private equity / VC ?
- Registered address:
- 901-903, 9/F, HARBOUR CENTRE, 25 HARBOUR ROAD, WANCHAI
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-06-27 | present |
| Type 4 - Advising on securities | 2016-04-18 | present |
| Type 9 - Asset management | 2008-03-12 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (42)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zheng Huo 霍正 | RO 1, 4, 9 Rep 9 | 2023-01 | Present |
| Qiao Tang 唐喬 | RO 9 Rep 1, 4 | 2024-04 | Present |
| Zhaoqian Wu 吳肇倩 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-12 | Present |
| Xiaofeng Zhang 張曉鋒 | RO 4, 9 Rep 1, 4, 9 | 2025-10 | Present |
| Zihan Gao 高子涵 | Rep 1, 4, 9 | 2025-02 | Present |
| Lingcen Huang 黃凌岑 | Rep 9 | 2024-11 | Present |
| Jia Mei 梅佳 | Rep 1, 4, 9 | 2025-01 | Present |
| Lin Ni 倪琳 | Rep 1, 4 | 2025-10 | Present |
| Shiqi Shen 沈詩琪 | Rep 1, 4, 9 | 2024-07 | Present |
| Beichen Zhou 周北辰 | Rep 1, 4, 9 | 2023-11 | Present |
| Zuochen Zhou 周作塵 | Rep 1, 4, 9 | 2025-11 | Present |
| Rui Zhang 張蕊 | Rep 1, 4 | 2023-06 | 2026-03 |
| Jiajie He 何家杰 | Rep 1, 4 | 2025-07 | 2025-09 |
| Minwen Xue 薛旻雯 | Rep 1, 4, 9 | 2025-06 | 2025-08 |
| William Shijun Deng | RO 1, 4, 9 Rep 1, 4, 9 | 2021-07 | 2025-03 |
| Wenyi Li 李文翌 | Rep 1, 4, 9 | 2023-09 | 2024-09 |
| Pei Du 杜培 | Rep 1 | 2023-10 | 2023-12 |
| Jimmy Min Tat Cheng 鄭勉達 | RO 1, 4, 9 | 2008-03 | 2022-01 |
| Ronny Shing Hong Lai 黎承康 | Rep 1, 9 | 2010-03 | 2021-12 |
| Karen Chia Lin Hsu 徐嘉琳 | RO 1, 4, 9 | 2011-03 | 2021-10 |
| Tsz Leung Chan 陳子良 | Rep 4, 9 | 2015-11 | 2020-01 |
| Yu Cheung Chau 鄒宇翔 | Rep 4, 9 | 2016-01 | 2020-01 |
| Kai Cheung Cheng 鄭啟翔 | Rep 4, 9 | 2015-11 | 2020-01 |
| Natalie Cruz 高詩蘊 | RO 4, 9 | 2015-11 | 2020-01 |
| Lawrence Tim Ming Ka 賈添明 | RO 1, 4, 9 | 2015-11 | 2020-01 |
| Hon Gay Lau 劉漢畿 | Rep 9 | 2015-12 | 2020-01 |
| Pei Luo 羅培 | Rep 4, 9 | 2019-11 | 2020-01 |
| Elizabeth Yee Man Sinn 單伊文 | Rep 9 | 2018-09 | 2020-01 |
| Andrew Wun Man Wong 黃煥文 | Rep 1, 4, 9 | 2015-11 | 2020-01 |
| Shiu Fung Wong 王韶鋒 | Rep 9 | 2016-07 | 2020-01 |
| Ronnie Shang Yen Wu 伍尚仁 | RO 1, 4, 9 | 2015-11 | 2020-01 |
| Sze Hon Ng 伍思瀚 | Rep 9 | 2016-08 | 2019-08 |
| Yat Chung Lau 劉逸聰 | Rep 4, 9 | 2015-11 | 2018-07 |
| Ka Shing Chan 陳嘉誠 | RO 4, 9 Rep 4, 9 | 2015-11 | 2018-04 |
| Arnold Koon Wai Chan 陳冠偉 | Rep 9 | 2010-04 | 2017-09 |
| Chin Yu Chan 陳芊如 | Rep 1 | 2016-12 | 2017-06 |
| Elaine Chi Ling Cheng 鄭芝苓 | Rep 1, 9 | 2016-01 | 2016-12 |
| Sukant Radhakant Sharma | RO 9 | 2010-05 | 2011-03 |
| Man Kit Lo 盧文傑 | RO 9 Rep 9 | 2009-02 | 2010-04 |
| Kar Lam Ng 吳嘉霖 | Rep 9 | 2008-11 | 2009-12 |
| Ki Hiu Ho 何其曉 | Rep 9 | 2009-02 | 2009-10 |
| Yuk Chor Chan 陳旭初 | RO 9 | 2008-03 | 2009-10 |
Showing 1–42 of 42
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司