Kai Cheung Cheng
鄭啟翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cheung Cheng (鄭啟翔), a licensed former licensee with CE reference AQA098. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2020-01-08 | 2021-06-30 |
| Penjing Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2020-01-08 | 2021-06-30 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-22 | 2020-01-08 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 — Asset management | 2015-11-02 | 2020-01-08 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-10 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-10 | 2015-10-30 |
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2007-12-21 | 2010-08-01 |