UOB Kay Hian Asia Limited

大華繼顯亞洲有限公司
CE No. AFR584 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UOB Kay Hian Asia Limited (大華繼顯亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AFR584. Current licensed staff on file: 0 (total recorded over time: 8).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2005-11-09
Type 4 - Advising on securities Pre-2003 2005-11-09
Type 6 - Advising on corporate finance Pre-2003 2005-01-12
Type 9 - Asset management Pre-2003 2005-01-12

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (8)

Active on date
Name Activities First licensed To
Kitty Yuk Ching Ho 何玉清 Rep 1, 4, 6, 9 Pre-2003 2005-11
Antony Yee Chung Au 區懿聰 Rep 1, 4, 6, 9 Pre-2003 2005-11
George Kwok Fan Wan 溫國勳 Rep 1, 4, 6, 9 Pre-2003 2005-11
Gary Wai Hung Wong 王偉雄 Rep 1, 4, 6, 9 Pre-2003 2005-11
Seng Bee Lim 林紳美 RO 1, 4, 6, 9 Pre-2003 2005-10
Grant Erskine Tod Mason RO 1, 4, 6, 9 Pre-2003 2005-10
Nancy Sau Kuen So 蘇秀娟 RO 1, 4, 6, 9 Pre-2003 2005-10
Kay Hwa Tang 董家華 RO 1 2005-06 2005-10
Showing 1–8 of 8

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