George Kwok Fan Wan
溫國勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Kwok Fan Wan (溫國勳), a licensed former licensee with CE reference ABZ840. This person has 13.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-18 | 2016-06-08 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-06-08 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-27 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-27 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-27 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-27 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as George Kwok Fan Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kitty Yuk Ching Ho | UOB Kay Hian Asia Limited | 2003–2005 |
| Antony Yee Chung Au | UOB Kay Hian Asia Limited | 2003–2005 |
| Gary Wai Hung Wong | UOB Kay Hian Asia Limited | 2003–2005 |
| Seng Bee Lim | UOB Kay Hian Asia Limited | 2003–2005 |
| Nancy Sau Kuen So | UOB Kay Hian Asia Limited | 2003–2005 |
| Grant Erskine Tod Mason | UOB Kay Hian Asia Limited | 2003–2005 |
| Kay Hwa Tang | UOB Kay Hian Asia Limited | 2005 |