Nancy Sau Kuen So
蘇秀娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Sau Kuen So (蘇秀娟), a licensed Representative with CE reference AAA974. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-23 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-17 | present |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-12 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-07-17 |