Kay Hwa Tang
董家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Hwa Tang (董家華), a licensed former licensee with CE reference AAB952. This person has 15.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centurion Investment Management (H.K.) Limited 勝捷投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-11-16 | 2022-08-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-11-02 | 2006-08-15 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-21 | 2005-10-06 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-06-21 | 2006-08-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-06-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kay Hwa Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.