Antony Yee Chung Au

區懿聰
CE No. AAY174 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Antony Yee Chung Au (區懿聰), a licensed former licensee with CE reference AAY174. This person has 7.2 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2010-06-30
UOB Kay Hian Asia Limited
大華繼顯亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-11-03
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2010-06-30
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-14
UOB Kay Hian Asia Limited
大華繼顯亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-14
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-14
UOB Kay Hian Asia Limited
大華繼顯亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-12
UOB Kay Hian Asia Limited
大華繼顯亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-12

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Antony Yee Chung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kitty Yuk Ching Ho UOB Kay Hian Asia Limited 2003–2005
Gary Wai Hung Wong UOB Kay Hian Asia Limited 2003–2005
George Kwok Fan Wan UOB Kay Hian Asia Limited 2003–2005
Seng Bee Lim UOB Kay Hian Asia Limited 2003–2005
Nancy Sau Kuen So UOB Kay Hian Asia Limited 2003–2005
Grant Erskine Tod Mason UOB Kay Hian Asia Limited 2003–2005
Kay Hwa Tang UOB Kay Hian Asia Limited 2005
Explore the interactive colleague network →

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