Wah Sang Securities Limited

華生證券有限公司

CE No. AFR395 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sang Securities Limited (華生證券有限公司), a Hong Kong-based licensed corporation with CE reference AFR395. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 7).
Category:: Sell side · Brokerage ?
Registered address:: 16B Winbase Center, 208 Queen's Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-11-17
Type 6 - Advising on corporate finance	Pre-2003	2004-11-17
Type 9 - Asset management	Pre-2003	2004-11-17

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Andrew Lock Wai Lee 李樂維	RO 1, 4, 6, 9	Pre-2003	Present
King Yeung Lee 李景楊	RO 1, 4, 6, 9	Pre-2003	2026-04
Kui Hung Or 柯舉雄	RO 1 Rep 1, 4, 6, 9	Pre-2003	2025-06
Man Sum Ng 伍文森	Rep 1	2022-12	2023-10
Chow Sing Luk 陸秋成	Rep 1, 4, 6, 9	Pre-2003	2020-04
Kwan Chan 陳坤	Rep 1, 4, 6, 9	Pre-2003	2015-06
Chi Kit Wong 黃志杰	Rep 1	2007-01	2010-06