Andrew Lock Wai Lee
李樂維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Lock Wai Lee (李樂維), a licensed Responsible Officer with CE reference ADU454. Currently licensed at 1 firm(s): Wah Sang Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wah Sang Securities Limited 華生證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Wah Sang Securities Limited 華生證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-17 |
| Wah Sang Securities Limited 華生證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Wah Sang Securities Limited 華生證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Lock Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| King Yeung Lee | Wah Sang Securities Limited | 2003–2026 |
| Kui Hung Or | Wah Sang Securities Limited | 2003–2025 |
| Chow Sing Luk | Wah Sang Securities Limited | 2003–2020 |
| Kwan Chan | Wah Sang Securities Limited | 2003–2015 |
| Chi Kit Wong | Wah Sang Securities Limited | 2007–2010 |
| Man Sum Ng | Wah Sang Securities Limited | 2022–2023 |