Kwan Chan
陳坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Chan (陳坤), a licensed former licensee with CE reference AAE525. This person has 12.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wah Sang Securities Limited 華生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-06-01 |
| Wah Sang Securities Limited 華生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-17 |
| Wah Sang Securities Limited 華生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Wah Sang Securities Limited 華生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| King Yeung Lee | Wah Sang Securities Limited | 2003–2015 |
| Andrew Lock Wai Lee | Wah Sang Securities Limited | 2003–2015 |
| Chow Sing Luk | Wah Sang Securities Limited | 2003–2015 |
| Kui Hung Or | Wah Sang Securities Limited | 2003–2015 |
| Chi Kit Wong | Wah Sang Securities Limited | 2007–2010 |