Broadway Wealth Management Limited
博偉財富管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Broadway Wealth Management Limited (博偉財富管理有限公司), a Hong Kong-based licensed corporation with CE reference AED742. Current licensed staff on file: 0 (total recorded over time: 31).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2013-01-03 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| Type 9 - Asset management | Pre-2003 | 2013-01-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Williams Chung Yin Tung 童忠賢 | RO 4, 6, 9 | Pre-2003 | 2012-12 |
| Ping Tong Yu 余炳棠 | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2012-08 |
| Chin Ming Lam 林展明 | Rep 4, 9 | 2012-04 | 2012-06 |
| Kai Leung Ng 吳啟良 | Rep 4 | 2008-09 | 2011-06 |
| Ngai Man Mak 麥毅文 | Rep 4, 6, 9 | Pre-2003 | 2011-06 |
| Belinda Nga Sze Wong Leung 黃梁雅思 | Rep 4 | 2008-09 | 2010-09 |
| Kai Yao 姚凱 | Rep 4 | 2009-10 | 2010-06 |
| Siu Nin Chau 周兆年 | Rep 4, 6, 9 | Pre-2003 | 2010-06 |
| Bill Kim Lung Wan 溫劍龍 | Rep 4 | 2005-08 | 2010-06 |
| Akashdeep Grover 高毅佳 | Rep 4, 9 | 2009-09 | 2010-04 |
| Kong Fai Lee 李港輝 | Rep 4 | 2008-12 | 2010-01 |
| Chi Wai Chan 陳志偉 | Rep 4 | 2009-02 | 2009-10 |
| Man Kuen Yiu 姚文娟 | Rep 4 | 2008-11 | 2009-10 |
| Lik Cheung 張力 | RO 4, 9 Rep 4, 9 | 2006-08 | 2009-07 |
| Chi Hong Yu 余智康 | Rep 4, 9 | 2009-05 | 2009-06 |
| Cindy Yeuk Wing Wong 王若頴 | Rep 4 | 2009-05 | 2009-05 |
| Kwok Keung Lee 李國強 | Rep 4, 9 | 2008-09 | 2009-05 |
| Cheuk Yiu Cheung 張焯堯 | Rep 4, 9 | 2009-03 | 2009-04 |
| Man Piu Ho 何文彪 | Rep 4 | 2008-09 | 2009-03 |
| Jenny Suk Chan Lau 劉淑珍 | Rep 4 | 2007-03 | 2009-03 |
| Jessie Po Yee Ying 英寶兒 | Rep 4 | 2006-04 | 2009-03 |
| Tobee Chui Shan Chow 周翠珊 | Rep 4, 9 | 2009-03 | 2009-03 |
| Sui Yan Lam 林瑞欣 | Rep 4 | 2007-04 | 2007-12 |
| Chi Wai Yeung 楊志偉 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2007-07 |
| Yin Ha Wong 黃燕霞 | Rep 4, 9 | 2006-12 | 2007-02 |
| Jocelyn Wai Wah Tsang 曾蕙華 | RO 4, 9 | 2005-10 | 2006-11 |
| Wai Kuen Hon 韓偉權 | Rep 4, 6, 9 | Pre-2003 | 2006-01 |
| Adams Ka Lok Fung 馮嘉諾 | RO 4, 9 Rep 4 | 2003-07 | 2005-07 |
| Luisa Kin Mei Hui 許建美 | Rep 4 | 2004-04 | 2005-01 |
| Robin Wah Chue Yue 余華柱 | Rep 4 | 2003-12 | 2005-01 |
| May Ching Man Lo 盧靜雯 | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
Showing 1–31 of 31