Sui Yan Lam
林瑞欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Yan Lam (林瑞欣), a licensed former licensee with CE reference AMQ506. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-15 | 2012-06-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-03 | 2010-08-01 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-17 | 2007-12-06 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-05 | 2007-04-04 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-27 | 2006-06-21 |