CGS International Securities Hong Kong Limited

中國銀河證券香港有限公司
CE No. AAW351 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CGS International Securities Hong Kong Limited (中國銀河證券香港有限公司), a Hong Kong-based licensed corporation with CE reference AAW351. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 13 (total recorded over time: 419).

Category:
Sell side · Brokerage
Registered address:
Unit 2808B-2811, 28/F, Wing On Centre, 111 Connaught Road Central, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 2019-10-10
Type 9 - Asset management Pre-2003 2005-02-07

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (419)

Active on date
Name Activities First licensed To
Michael Poyung Chang 張保勇 RO 4 Rep 4 2016-04 Present
Bertram Lai 賴穆煦 RO 1, 4 Rep 1, 4 2004-09 Present
Qian Lu 卢倩 RO 1 Rep 1, 4 2025-03 Present
Shook Fung Sam 沈淑芳 RO 1 Rep 1, 4 2017-03 Present
Jonathan Wai Wing Au 區偉榮 Rep 1, 4 2014-07 Present
James Boulstridge Bailey Rep 1 2024-12 Present
Chi Pong Jack Cheung 張智邦 Rep 1, 4 2019-01 Present
Yuk Pei Foong 馮玉佩 Rep 1, 4 2018-07 Present
Vicky Zhancong He 何展聰 Rep 1 2021-05 Present
Andy Che Tak Ma 馬志德 Rep 1, 4 2020-04 Present
Dennis Kwong To Tam 譚廣韜 Rep 1, 4 2018-04 Present
Kwai Sang Tsang 曾貴生 Rep 1, 4, 6, 9 Pre-2003 Present
Jaff Ka Wai Tse 謝家威 Rep 1 2022-10 Present
Wee Kuang Tay Rep 4 2026-01 2026-08
John Kyu-Seong Choi RO 1, 4 Rep 1, 4 2014-03 2026-07
Liang Li 李良 Rep 4 2026-04 2026-04
Di Zhang 张迪 Rep 4 2026-04 2026-04
Siew Khee Lim Rep 4 2018-05 2026-01
Yuxin Chen 陳雨鑫 Rep 4 2024-09 2025-12
Kam Wai Kwok 郭錦威 Rep 1, 4 2004-08 2025-12
Zhiyi Li 李致儀 Rep 4 2022-08 2025-12
Hui Ki Mak Rep 4 2021-05 2025-12
Lu Qian 錢鷺 Rep 4 2015-04 2025-12
Raymond Wai Mo Cheng 鄭懷武 RO 4 Rep 4 2015-09 2025-06
Ka Ho Chu 朱加豪 Rep 4 2018-08 2025-06
Mun Yee Lock Rep 4 2018-05 2024-07
Handy Noverdanius Rep 4 2023-08 2024-04
Gia Trien Litte Chung Rep 1, 4 2015-01 2023-05
Anita Hoi Lam Ho 何海琳 Rep 1, 4 2017-03 2022-07
Lee Fang Ng Rep 4 2009-11 2022-05
Yabing Shen 沈婭冰 Rep 4 2020-11 2021-12
Tak Li Sit 薛德利 Rep 1, 4 2019-03 2021-10
Chun Wing Mak 麥晉穎 Rep 4 2018-05 2021-03
Kai Yin Cheung 張啟賢 Rep 1 2010-03 2020-11
Teng Li 李臻 Rep 1, 4 2019-10 2020-11
Tsz Wai Chin 錢芷蕙 Rep 4 2019-09 2020-09
Peter I-Chuin Chan 詹逸群 Rep 4 2016-07 2020-06
In Cher Boh RO 1 Rep 1 2018-07 2020-05
Minzhi Chen 陳敏芝 Rep 1, 4 2018-09 2020-04
Michael P. Ting 丁柏年 RO 4 Rep 4 2011-06 2020-04
Kevin Key Man Tso 曹繼敏 RO 1 Rep 1, 4, 6, 9 Pre-2003 2020-04
Chi Long Ronald Chan 陳志朗 Rep 1 2019-09 2020-04
Ngai Fun Chan 陳藝分 Rep 1, 4 2018-11 2020-03
Erwan Teguh Rep 4 2018-11 2020-02
Amornrat Cheevavichawalkul Rep 4 2019-01 2020-02
Laurensius Teiseran Rep 4 2020-01 2020-01
Vincent Wing Tsuen Yau 邱穎臻 Rep 1 2017-05 2020-01
Aurelia Amanda Barus Rep 4 2019-11 2019-11
Chih Hsiung Vincent Cheng 鄭智雄 RO 1, 4 Rep 1, 4 2018-11 2019-11
Patricia Rep 4 2018-11 2019-11
Kartika Sutandi Rep 1, 4 2015-12 2019-11
Adrien Guy Rabier Rep 1 2018-10 2019-10
Carl Adrian Reuterswaerd Rep 1 2017-01 2019-10
Ashley George Dyer RO 1 Rep 1 2012-07 2019-10
Kasem Prunratanamala Rep 4 2018-10 2019-09
Raymond Kok Hoe Yap Rep 4 2008-06 2019-09
Feifei Sun 孫菲菲 Rep 4 2018-09 2019-09
Junsheng Chen 陳駿生 Rep 4 2017-11 2019-08
Lei Yang 楊蕾 Rep 4 2012-07 2019-08
Marcella Man Wai Chan 陳敏慧 RO 1, 4, 6 Rep 1, 4, 6 2017-05 2019-08
Pak Wai Cheung 張栢威 RO 1, 4, 6 Rep 1, 4, 6 2017-06 2019-08
Jurgita Balaisyte Rep 4 2018-12 2019-07
Yiu Keung Chow 周耀強 RO 6 Rep 1, 6 2012-07 2019-07
Liting Michelle Chia Rep 4 2018-07 2019-07
Kai Yu Li 李啟宇 RO 4 Rep 1, 4 2004-10 2019-07
Ronald Siu Lun Chow 周兆麟 Rep 1, 6 2018-02 2019-07
Soo Lik Keoy RO 1, 4, 6 Rep 1, 4, 6 2010-12 2019-07
Anne Raymonde Lacarriere Rep 1 2015-11 2019-07
Luke Bayley Rep 1, 6 2012-07 2019-07
Chee Khoon Lee 李志勤 RO 1, 4, 6 Rep 1, 4, 6 2014-05 2019-07
Yi Lu 陸毅 Rep 1, 6 2012-07 2019-07
Chong Wee Quek 郭宗偉 RO 1 Rep 1, 6 2015-01 2019-07
Pornthipa Rayabsangduan Rep 4 2018-11 2019-07
Pei I Tsai 蔡珮漪 Rep 1, 6 2012-07 2019-07
Siu Wai Tse 謝肇慧 Rep 1, 6 2017-03 2019-07
Khang Chuen Ong 王康權 Rep 4 2016-07 2019-06
Andrea Choong Rep 4 2019-06 2019-06
Man Po Mathew Hau 侯文普 Rep 4 2018-07 2019-06
Aditya Kevie Rep 4 2018-11 2019-05
Avadhoot Madhukar Sabnis Rep 4 2018-10 2019-04
William Boon Chong Tng Rep 4 2019-04 2019-04
I Chen Lim 林艾珍 Rep 1, 6 2013-08 2019-04
Jovent Giovanny Rep 4 2018-05 2019-02
Timothy Handerson Rep 4 2018-08 2019-02
Janivan Soelaiman Rep 1, 4 2019-02 2019-02
Satish Kumar Rep 4 2019-01 2019-01
Nilima Ajay Mathrani Rep 1, 4 2018-04 2018-11
Siddharth Gautam Teli Rep 4 2018-11 2018-11
Choong Chen Foong Rep 4 2018-11 2018-11
Wasu Mattanapotchanart Rep 4 2018-11 2018-11
Sanjay Gopal Kulkarni Rep 1, 4 2018-11 2018-11
Arjun Yash Mahajan Rep 1, 4 2018-04 2018-10
Cho Lap Ngai 倪祖立 Rep 1, 4 2017-10 2018-10
Uraiwan Tantisuwannakul Rep 4 2018-10 2018-10
Yi Sin Ngoh Rep 4 2018-09 2018-09
Zhi Zen Cezzane See Rep 4 2018-09 2018-09
Seung Yup Lee Rep 1, 4 2018-08 2018-09
Ho Jun Lim Rep 4 2018-08 2018-09
Sandeep Ramniklal Shah Rep 4 2018-08 2018-08
Sasikant Aravamuthan Rep 1, 4 2018-08 2018-08
Showing 1–100 of 419

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related