Siu Wai Tse
謝肇慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Tse (謝肇慧), a licensed former licensee with CE reference BFC539. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2019-07-05 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2019-07-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2017-02-25 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-27 | 2017-02-25 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-17 | 2015-07-01 |