Vivian Mei Kuen Ng
吳美娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Mei Kuen Ng (吳美娟), a licensed former licensee with CE reference AEK109. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-13 | 2024-12-03 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-17 | 2023-12-04 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-29 | 2024-05-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-29 | 2024-05-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-29 | 2024-05-31 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-13 | 2018-10-15 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-13 | 2018-11-26 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-13 | 2018-11-26 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-12-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-23 |