Derek Ho Luen Lee

李皓倫
CE No. AES116 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ho Luen Lee (李皓倫), a licensed former licensee with CE reference AES116. This person has 2.9 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Harmony Wealth Management Limited
匯晉資產管理有限公司
Rep Type 4 - Advising on securities 2023-11-08 2024-05-28
Harmony Wealth Management Limited
匯晉資產管理有限公司
Rep Type 9 - Asset management 2023-11-08 2024-05-28
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 1 - Dealing in securities 2013-05-16 2015-05-28
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 4 - Advising on securities 2013-05-16 2015-05-28
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 9 - Asset management 2013-05-16 2015-05-28
Hang Seng Investment Services Limited
恒生投資服務有限公司
Rep Type 4 - Advising on securities 2013-02-08 2015-05-28
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2010-01-04 2010-01-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Ho Luen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andrew Hau Chung Fung Hang Seng Investment Services Limited 2013–2015
Pui Shan Lee Hang Seng Investment Services Limited 2013–2015
Belle Chun Fei Liang Hang Seng Investment Services Limited 2013–2015
Mark Chuck Pui Wan Hang Seng Investment Services Limited 2013–2015
Clement Ka Man Lai Hang Seng Investment Services Limited 2013–2015
Chun Ming Yu Hang Seng Investment Services Limited 2013–2015
Kwong San Au Hang Seng Investment Services Limited 2013–2015
Wing Yee Lee Hang Seng Investment Services Limited 2013–2015
Jessica On Fung Hang Seng Investment Services Limited 2013–2015
Yim Yin Mui Hang Seng Investment Services Limited 2013–2015
Tracy Woo Hang Seng Investment Services Limited 2013–2014
Yin Ting Elaine Chan Hang Seng Investment Management Limited 2013–2015
Kai Suen Chow Hang Seng Investment Management Limited 2013–2015
Chi To Chung Hang Seng Investment Management Limited 2013–2015
Po Ching Lam Hang Seng Investment Management Limited 2013–2015
Leung Kwing Tong Hang Seng Investment Management Limited 2013–2015
Ziyang Wang Hang Seng Investment Management Limited 2013–2015
Raymond Yiu Bong Leung Hang Seng Investment Management Limited 2013–2015
Li Chang Hang Seng Investment Management Limited 2013–2015
Pui Man Chan Hang Seng Investment Management Limited 2013–2015

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