Smit Rastogi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Smit Rastogi ( ), a licensed former licensee with CE reference BRG949. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-07-06 | 2025-07-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-07-06 | 2025-07-11 |