Kaiying Shen
沈開穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiying Shen (沈開穎), CE reference BOR276. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2025-02-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2025-02-17 | present |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2024-05-20 | 2024-09-24 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2023-09-27 | 2024-09-24 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2023-08-30 | 2024-09-24 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-04 | 2023-08-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-01 | 2023-08-04 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-01 | 2023-05-04 |