Siu Wai Ho
何肇瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ho (何肇瑋), CE reference BOP905. Currently licensed at 1 firm(s): Leonteq Securities (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-02-01 | present |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-02-01 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-08 | 2023-09-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-28 | 2023-09-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-28 | 2023-09-04 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-08-02 | 2022-01-14 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-08-02 | 2022-01-14 |