Kelly
陳凯旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly (陳凯旋), a licensed former licensee with CE reference BMT541. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-27 | 2021-06-12 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-09-27 | 2021-06-12 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-04-20 | 2018-07-19 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-04-20 | 2018-07-19 |