Chung Hin Nicholas Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hin Nicholas Lee (李宗軒), a licensed Responsible Officer with CE reference BOQ912. Currently licensed at 1 firm(s): Leonteq Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2025-10-09 | present |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2025-10-09 | present |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-11 | 2025-10-09 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-11 | 2025-10-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-23 | 2021-01-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-09-23 | 2021-01-18 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Hin Nicholas Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ming Man | Leonteq Securities (Hong Kong) Limited | 2022–present |
| Siu Wai Ho | Leonteq Securities (Hong Kong) Limited | 2022–present |
| Fu Kuen Lee | Leonteq Securities (Hong Kong) Limited | 2022–present |
| Man Tat Ho | Leonteq Securities (Hong Kong) Limited | 2022–2025 |
| Philip Pit Lap Chiu | Leonteq Securities (Hong Kong) Limited | 2022–2024 |
| Mark Hin Geung Chan | Leonteq Securities (Hong Kong) Limited | 2022–2024 |
| Erick Gregory Yann Wattebled | Leonteq Securities (Hong Kong) Limited | 2025–present |
| David Dal Broi | Leonteq Securities (Hong Kong) Limited | 2022–2023 |
| Hin Hang So | Leonteq Securities (Hong Kong) Limited | 2023–2024 |
| Man Chiu Kwok | Leonteq Securities (Hong Kong) Limited | 2025–present |
| Sandro Fabio Dorigo | Leonteq Securities (Hong Kong) Limited | 2022–2023 |
| Satoshi Kubo | Leonteq Securities (Hong Kong) Limited | 2022 |
| Kaori Kobayashi | Leonteq Securities (Hong Kong) Limited | 2022 |
| Shunsuke Onishi | Leonteq Securities (Hong Kong) Limited | 2022 |