Xiaochen Cai
蔡曉晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochen Cai (蔡曉晨), CE reference BPB356. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Asset Management (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-05 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-03 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-11-03 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-02 | 2025-07-27 |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-02 | 2025-07-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-19 | 2024-05-31 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-28 | 2024-05-31 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2021-06-28 | 2024-05-31 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | 2021-04-23 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | 2021-04-23 |