Xiaochen Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochen Cai (蔡曉晨), a licensed Representative with CE reference BPB356. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-05 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-03 | present |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-11-03 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-02 | 2025-07-27 |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-02 | 2025-07-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-19 | 2024-05-31 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-28 | 2024-05-31 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2021-06-28 | 2024-05-31 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-02 | 2021-04-23 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-02 | 2021-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaochen Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.