Chaoran Xie
謝超然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaoran Xie (謝超然), CE reference BGV754. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-13 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-13 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-18 | 2017-12-18 |