Shulin Yang
楊書琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shulin Yang (楊書琳), CE reference BQQ520. Currently licensed at 1 firm(s): BOCOM International Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-28 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-28 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-28 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-14 | 2022-03-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-14 | 2022-03-03 |