Lulu Guo
過璐璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lulu Guo (過璐璐), a licensed former licensee with CE reference BBU880. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-26 | 2021-04-30 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-26 | 2021-04-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-04 | 2017-02-02 |