Fen Su
蘇奮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fen Su (蘇奮), a licensed former licensee with CE reference BNH014. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2025-01-20 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-27 | 2025-01-20 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-27 | 2025-01-20 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-04 | 2025-01-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-04 | 2025-01-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-04 | 2025-01-20 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-04 | 2025-01-20 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-04 | 2025-01-20 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-21 | 2018-12-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-21 | 2018-12-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-21 | 2018-12-04 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-21 | 2018-12-04 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-21 | 2018-12-04 |