Hoi Kam Ng
吳海淦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kam Ng (吳海淦), a licensed former licensee with CE reference AGP053. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-03 | 2025-10-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-16 | 2025-10-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-21 | 2020-04-16 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-20 | 2025-10-24 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-13 | 2025-10-24 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-04 | 2017-09-13 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-18 | 2017-08-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-10-18 |