Hoi Kam Ng
吳海淦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kam Ng (吳海淦), a licensed former licensee with CE reference AGP053. This person has 22.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2023-07-03 | 2025-10-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-16 | 2025-10-24 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-21 | 2020-04-16 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-20 | 2025-10-24 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-13 | 2025-10-24 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-04 | 2017-09-13 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-10-18 | 2017-08-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Kam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.