Xinchen Yao
姚昕辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinchen Yao (姚昕辰), a licensed former licensee with CE reference BOZ623. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2025-05-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2025-05-19 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-13 | 2025-05-19 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-14 | 2019-12-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2019-12-31 |