Daisy Dick Yee Tsui
徐狄怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Dick Yee Tsui (徐狄怡), CE reference AMJ137. Currently licensed at 1 firm(s): Ethk Funds Limited. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethk Funds Limited | RO | Type 9 — Asset management | 2019-05-30 | present |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-30 | 2024-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-30 | 2024-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2019-05-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2019-05-30 |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2019-04-08 | 2019-05-30 |
| QFIN HK Limited | RO | Type 1 — Dealing in securities | 2019-01-24 | 2019-04-04 |
| QFIN HK Limited | RO | Type 4 — Advising on securities | 2019-01-08 | 2019-04-04 |
| QFIN HK Limited | RO | Type 9 — Asset management | 2019-01-08 | 2019-04-04 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-24 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-16 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-16 | 2018-07-24 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-16 | 2018-02-13 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-28 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2017-12-18 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-30 | 2017-07-28 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-26 | 2016-08-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | 2013-08-15 | 2014-02-28 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-13 | 2013-06-30 |
| Stand Rich Asset Management Limited 庫立資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-20 | 2012-10-08 |