Kin Yip Tong
湯建業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yip Tong (湯建業), a licensed former licensee with CE reference BLH252. This person has 6.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-25 | 2025-06-27 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-17 | 2022-08-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-17 | 2022-08-31 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-17 | 2022-08-01 |
| Proliferation Asset Management Limited 晉盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2020-02-28 |
| Proliferation Asset Management Limited 晉盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-26 | 2020-02-28 |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | 2019-05-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-18 | 2019-05-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 - Asset management | 2017-10-18 | 2019-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Yip Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.