Paul Andrew Carrett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Andrew Carrett, a licensed former licensee with CE reference APG910. This person has 4.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-12-19 | 2024-10-01 |
| Brookfield Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-12-19 | 2024-10-01 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-03-09 | 2023-12-19 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-03-09 | 2023-12-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-07-23 | 2010-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Andrew Carrett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.