Paul Andrew Carrett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Andrew Carrett ( ), a licensed former licensee with CE reference APG910. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-12-19 | 2024-10-01 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-12-19 | 2024-10-01 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-03-09 | 2023-12-19 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-03-09 | 2023-12-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-07-23 | 2010-02-11 |