Ling Wu
吳凌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Wu (吳凌), a licensed former licensee with CE reference BAZ542. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-29 | 2015-01-26 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-05 | 2015-01-26 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-05 | 2015-01-26 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-05 | 2015-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.