Cheuk Nam Law
羅卓楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Nam Law (羅卓楠), a licensed former licensee with CE reference AZU755. This person has 9.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-02 | 2022-04-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-11-02 | 2022-04-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-21 | 2022-04-01 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-19 | 2018-09-01 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-29 | 2018-09-01 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-26 | 2017-09-15 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-08 | 2017-04-26 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-09 | 2016-10-14 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-28 | 2014-12-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-28 | 2014-12-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-13 | 2014-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-27 | 2014-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Nam Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.