Cheuk Nam Law
羅卓楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Nam Law (羅卓楠), a licensed former licensee with CE reference AZU755. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-02 | 2022-04-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-11-02 | 2022-04-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | 2022-04-01 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-19 | 2018-09-01 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-29 | 2018-09-01 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-26 | 2017-09-15 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-08 | 2017-04-26 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-09 | 2016-10-14 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-28 | 2014-12-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-28 | 2014-12-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2014-12-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-27 | 2014-01-01 |