Kwan Tsui
徐琨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Tsui (徐琨), a licensed former licensee with CE reference AND687. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-07 | 2021-03-29 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-07 | 2020-02-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-12 | 2015-02-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-06 | 2013-07-21 |