William James Patrick Forsythe

CE No. BAZ170 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William James Patrick Forsythe (), a licensed former licensee with CE reference BAZ170. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2024-12-09 2024-12-20
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2024-12-09 2024-12-20
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2024-09-16 2024-09-27
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2024-09-16 2024-09-27
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2023-04-21 2023-07-20
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2023-04-21 2023-07-20
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2022-11-14 2022-12-02
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2022-11-14 2022-12-02
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 - Dealing in securities 2013-03-15 2018-12-06
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2013-03-15 2018-12-06
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 4 - Advising on securities 2013-03-15 2018-12-06

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