Robert Dowden Pracey-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Dowden Pracey-Smith, a licensed former licensee with CE reference APU806. This person has 16.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-13 | 2026-05-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2026-04-13 | 2026-05-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2026-04-13 | 2026-05-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2026-04-13 | 2026-05-08 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-19 | 2026-02-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-09-19 | 2026-02-27 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-19 | 2026-02-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-10-10 | 2016-10-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-10 | 2021-04-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-10-10 | 2016-10-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-10-10 | 2021-04-26 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Dowden Pracey-Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu Jiang | Enhanced Investment Products Limited | 2023–2026 |
| Paul Sek Ming Wong | Enhanced Investment Products Limited | 2023–2026 |
| Ka Man Chun | Enhanced Investment Products Limited | 2023–2026 |
| Yingyu Tian | Enhanced Investment Products Limited | 2023–2026 |
| Xi Yang | Enhanced Investment Products Limited | 2023–2026 |
| Tobias Christopher James Bland | Enhanced Investment Products Limited | 2023–2026 |
| Wan Wai Chik | Enhanced Investment Products Limited | 2023–2026 |
| Zhicheng Rong | Enhanced Investment Products Limited | 2023–2025 |
| Ka Kuen Ho | Enhanced Investment Products Limited | 2023–2024 |
| Ka Yue Kenneth Chau | Enhanced Investment Products Limited | 2023–2024 |
| Sebastian Darius Shemirani | Enhanced Investment Products Limited | 2024 |