Nelson Chi Chung Wu
胡智聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Chi Chung Wu (胡智聰), CE reference AZR638. Currently licensed at 1 firm(s): Eddid Securities and Futures Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 9 — Asset management | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 — Asset management | 2022-08-01 | 2022-10-05 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2020-03-30 | 2022-03-10 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 — Asset management | 2016-09-27 | 2020-01-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-09 | 2015-07-15 |