Nelson Chi Chung Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Chi Chung Wu (胡智聰), a licensed Responsible Officer with CE reference AZR638. Currently licensed at 1 firm(s): Eddid Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 9 - Asset management | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 - Asset management | 2022-08-01 | 2022-10-05 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 - Asset management | 2020-03-30 | 2022-03-10 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 - Asset management | 2016-09-27 | 2020-01-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-09 | 2015-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelson Chi Chung Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.