Shi Tao
陶石
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi Tao (陶石), a licensed former licensee with CE reference AGS762. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TSSP Hong Kong (A) Limited |
RO | Type 1 — Dealing in securities | 2019-11-29 | 2022-01-01 |
| TSSP Hong Kong (A) Limited |
RO | Type 4 — Advising on securities | 2019-11-29 | 2022-01-01 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-06 | 2019-11-29 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2019-06-06 | 2019-11-29 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-03 | 2019-06-06 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 — Asset management | 2018-08-06 | 2018-11-30 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-08 | 2018-08-06 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-16 | 2018-11-30 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-04 | 2014-09-04 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-11-04 | 2010-10-07 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-03 | 2008-03-15 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-03 | 2008-03-15 |