Ian Alexander Cohen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Alexander Cohen ( ), a licensed former licensee with CE reference AVB976. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2023-01-11 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | RO | Type 4 — Advising on securities | 2023-01-11 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | RO | Type 9 — Asset management | 2022-10-03 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | Rep | Type 9 — Asset management | 2022-08-31 | 2022-10-03 |
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2021-12-10 | 2023-01-11 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-07-02 | 2023-01-11 |
| Apollo Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-06-04 | 2020-07-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-21 | 2012-05-08 |